-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VzNUDfpoKzNgWEbRoNj6WPhsIxWIBF08kmEUnpFerfghCPGd1H1wnwSt38qxmAv5 reDa4b9OEd2PEdYPwzHACw== 0001032210-01-000268.txt : 20010223 0001032210-01-000268.hdr.sgml : 20010223 ACCESSION NUMBER: 0001032210-01-000268 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED PAN EUROPE COMMUNICATIONS NV CENTRAL INDEX KEY: 0001070778 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 980191997 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-55939 FILM NUMBER: 1542706 BUSINESS ADDRESS: STREET 1: FREDERIK ROESKESTRAAT 123 PO BOX 74763 STREET 2: 1070 BT AMSTERDAM CITY: NETHERLANDS STATE: P7 ZIP: 00000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MICROSOFT CORP CENTRAL INDEX KEY: 0000789019 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911144442 STATE OF INCORPORATION: WA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE MICROSOFT WAY #BLDG 8 STREET 2: NORTH OFFICE 2211 CITY: REDMOND STATE: WA ZIP: 98052 BUSINESS PHONE: 4258828080 MAIL ADDRESS: STREET 1: ONE MICROSOFT WAY - BLDG 8 STREET 2: NORTH OFFICE 2211 CITY: REDMOND STATE: WA ZIP: 98052-6399 SC 13G/A 1 0001.txt AMENDED SCHEDULE 13G FOR UNITED PAN EUROPE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 1 United Pan-Europe Communications N.V. - -------------------------------------------------------------------------------- (Name of Issuer) Ordinary Shares - -------------------------------------------------------------------------------- (Title of Class of Securities) 911 300 20 0 - -------------------------------------------------------------------------------- (CUSIP Number) February 14, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) John Seethoff Associate General Counsel, Finance and Operations One Microsoft Way Redmond, Washington 98052-6399 (425) 882-8080 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Check the appropriate box to designate the rule pursuant to which this schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 911 300 20 0 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S., OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MICROSOFT CORPORATION 91-1144442 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 STATE OF WASHINGTON - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 39,228,235* ORDINARY SHARES SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 39,228,235* ORDINARY SHARES PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 39,228,235* ORDINARY SHARES - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 8.89% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 CO - ------------------------------------------------------------------------------ * Includes two warrants, each to purchase 5,700,000 Ordinary Shares or American Depositary Shares. Item 1. (a) Name of Issuer: United Pan-Europe Communications N.V. (the "Company") (b) Address of principal executive offices of the Issuer: Fred Roeskestraat, 123 P.O. Box 74763, 1070 BT Amsterdam, The Netherlands Item 2. (a) Name of Person Filing: Microsoft Corporation, a Washington corporation (b) Address of Principal Business Office: One Microsoft Way, Redmond, Washington 98052 Attention: Associate General Counsel, Finance and Operations (c) Citizenship: State of Washington. (d) Title of Class of Securities: Ordinary Shares (e) CUSIP Number: 911 300 20 0 Item 3. Not Applicable. Item 4. Ownership (a) Amount beneficially owned: 39,228,235 Ordinary Shares, which includes two warrants to purchase a total of 11,400,000 Ordinary Shares or American Depositary Shares. (b) Percent of class: 8.89% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 39,228,235 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 39,228,235 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class: Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of the Group: Not Applicable. Item 9. Notice of Dissolution of a Group: Not Applicable. Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2001 MICROSOFT CORPORATION By /s/ Amar Nehru -------------------------------------- Amar Nehru Corporate Development Vice President -----END PRIVACY-ENHANCED MESSAGE-----